About This Service

The FCA expects firms to have competent, well-trained people, and it expects firms to be able to prove it. Generic e-learning rarely achieves either. Training that sticks is training built around your firm, your permissions and the situations your people actually face.

Our FCA compliance training and seminars are designed and delivered by former FCA officers, so your team learns what the regulator genuinely expects, not just what a slide deck says.

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Who This Service Is For

Our training is for boards and senior managers who carry personal regulatory accountability, compliance staff who need depth, and front-line teams who need practical, role-relevant knowledge. We train firms of all sizes, from newly authorised businesses to established groups.

What’s Involved

  • Board and Senior Manager Training: Sessions on directors’ regulatory responsibilities, SM&CR accountability, Consumer Duty governance and how to challenge management information effectively.
  • Staff Compliance Training: Practical training on the rules that shape your team’s daily work, from financial promotions and complaints handling to treating customers fairly.
  • AML Training: Money laundering awareness and role-specific training for regulated firms and property businesses, meeting your obligations under the Money Laundering Regulations.
  • Onboarding and Authorisation Training: Getting new firms and new joiners up to speed with the regulatory environment they now operate in.
  • Bespoke Seminars: Deep-dive sessions on topics you choose, such as new FCA rules, thematic review findings or sector-specific risks.

All training can be delivered in person or online, and every session ends with a record of attendance and content for your compliance file.

How It Works

We start by understanding your firm, your permissions and the knowledge gaps you want to close. We then design the session around real scenarios from your business, deliver it in plain English with room for questions, and provide materials and attendance records so you can evidence the training to the FCA or HMRC.

Why Choose Alumni for Compliance Training

Former FCA Officers

Your team learns from people who supervised and assessed firms, not career presenters.

Transparent Pricing

Clear per-session or programme pricing, agreed in advance.

Proven Results

Firms tell us our sessions are the first compliance training their teams actually engaged with.

Our Clients Say

Fantastic service and support! I cannot recommend enough, Alumni Compliance were always on hand and ensured our journey through a very complex process was simple and straight forward.

William Colthart, Director

Our Clients Say

Alumni is a professional firm. They supported us all the way and were very responsive. We managed to get authorised by the FCA quicker than planned. Definitely recommended for any firm looking for FCA Authorisation or compliance in general.

Mohammed Ragab, Director, AMS Cars Ltd

Frequently Asked Questions

The FCA requires firms to employ competent personnel and expects training to be provided and evidenced, particularly for senior managers and certified staff. AML training is a specific legal requirement for businesses under the Money Laundering Regulations.

Yes. Every session is built around your permissions and sector, whether that is motor finance, payments, property or investments, using scenarios your team will recognise.

Yes. Every session comes with attendance records and content summaries, giving you the evidence trail regulators expect to see.

Talk to us today

FCA regulation and compliance can be complex, but we will help you navigate the process, allowing you to expand your business and create new revenue streams.

Contact us to talk to our friendly team about your requirements.

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