We created Alumni Compliance Solutions to use our experience as former regulators to provide compliance consulting and authorisation support. Our services are practical, coherent and in line with regulatory expectations.
We created Alumni Compliance Solutions to use our experience as former regulators to provide compliance consulting and authorisation support. Our services are practical, coherent and in line with regulatory expectations.
Having worked inside the FCA, we know how challenging it can be to get applications and compliance frameworks approved.
Misunderstandings around what is required in complete FCA applications, as well as a lack of clarity in the evidence submitted, will result in delays and rejections.
Our goal at Alumni Compliance is to bridge that gap, providing tailored FCA compliance consulting and FCA authorisation support that makes the process manageable and methodical.
We are unique because our team of consultants are all former FCA employees. Between them, they have decades of experience working in financial services regulation in the UK.
Our regulator-informed approach will help you create FCA-ready application packs with the policies, procedures and control framework needed to prove to the FCA that your firm is ready to operate compliantly.
Our consultants all have extensive experience working in UK financial services regulation and understand what makes a solid authorisation application.
We will support you by assessing your business model, identifying the permissions and supporting evidence required and helping you prepare a robust application.
We believe in transparency around fees so you will always know what you are paying and what you are paying for.
We have helped hundreds of businesses across the UK achieve and retain FCA compliance.
FCA regulation and compliance can be complex, but we will help you navigate the process, allowing you to expand your business and create new revenue streams.
Contact us to talk to our friendly team about your requirements.