About Alumni Compliance

Meet our team of FCA authorisation and
compliance specialists ready to support you

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We created Alumni Compliance Solutions to use our experience as former regulators to provide compliance consulting and authorisation support. Our services are practical, coherent and in line with regulatory expectations.

Your FCA Authorisation and Compliance Experts

Having worked inside the FCA, we know how challenging it can be to get applications and compliance frameworks approved.

Misunderstandings around what is required in complete FCA applications, as well as a lack of clarity in the evidence submitted, will result in delays and rejections.

Our goal at Alumni Compliance is to bridge that gap, providing tailored FCA compliance consulting and FCA authorisation support that makes the process manageable and methodical.

What Makes Us Different

We are unique because our team of consultants are all former FCA employees. Between them, they have decades of experience working in financial services regulation in the UK.

Our regulator-informed approach will help you create FCA-ready application packs with the policies, procedures and control framework needed to prove to the FCA that your firm is ready to operate compliantly.

Why Choose Alumni

Industry Experts

Our consultants all have extensive experience working in UK financial services regulation and understand what makes a solid authorisation application.

Comprehensive Support

We will support you by assessing your business model, identifying the permissions and supporting evidence required and helping you prepare a robust application.

Clear Pricing

We believe in transparency around fees so you will always know what you are paying and what you are paying for.

Proven Track Record

We have helped hundreds of businesses across the UK achieve and retain FCA compliance.

Our clients say

Fantastic service and support! I cannot recommend enough, Alumni Compliance were always on hand and ensured our journey through a very complex process was simple and straight forward.

William Colthart, Director

Our clients say

Alumni is a professional firm. They supported us all the way and were very responsive. We managed to get authorised by the FCA quicker than planned. Definitely recommended for any firm looking for FCA Authorisation or compliance in general.

Mohammed Ragab, Director, AMS Cars Ltd

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Arden Motors profile picture
Arden Motors
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I used Alumni Compliance for my FCA authorisation support and the entire process was seamless from start to finish. Alumni Compliance guided me through every stage - from the initial application and consumer credit and credit broking submissions, right through to the FCA interview itself. Every query I had was answered promptly and thoroughly, without any hesitation. The level of attentiveness and expertise throughout made what can be a complex and daunting process feel completely manageable. If you're looking for genuine, hands-on support with limited permission or full FCA authorisation, I wouldn't look anywhere else. Highly recommend.
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Will Colthart profile picture
Will Colthart
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Fantastic service and support! I cannot recommend enough, Jay was always on hand and ensured our journey though a very complex process was simple and straight forward. We will be using again🙌🏼 Thanks
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Sameena Amin profile picture
Sameena Amin
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⭐⭐⭐⭐⭐ I cannot recommend ALUMNI Solutions enough. From start to finish, the service we received was professional, efficient, and extremely supportive. A special thank you to Jay, who went above and beyond every step of the way to help us through the process. He was always available to answer questions, provide guidance, and make everything as smooth and stress-free as possible. His knowledge, patience, and dedication were truly appreciated. If you are looking to become FCA approved, I would highly recommend ALUMNI Solutions. Excellent service from beginning to end.
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Sajjad Asif profile picture
Sajjad Asif
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Great service excellent
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Nadia Hussain profile picture
Nadia Hussain
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5 star great service 100% recommended
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JAZZY SINGH profile picture
JAZZY SINGH
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Big thanks to Alumni Compliance for helping us obtain our FCA authorisation, very good communication and easy process with them. Fast replies and on hand to help even on a Sunday evening. If you are looking for anything to do with FCA credit licenses - these are your guys. Thanks again 10/10
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Mervah N profile picture
Mervah N
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I had a really positive experience with Alumni Compliance. The whole process was made much easier thanks to Hannah, who was friendly, knowledgeable, and always happy to help. She explained everything clearly, responded quickly to questions, and made what could have been a stressful process feel straightforward and manageable. I felt supported throughout and would happily recommend Alumni Compliance to anyone needing compliance support.
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Mohamed Ragab profile picture
Mohamed Ragab
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Alumni is a professional firm. They supported us all the way and were very responsive. We managed to get authorised by the FCA quicker than planned. Definitely recommended for any firm looking for FCA Authorisation or compliance in general.
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ECHO MOTORS profile picture
ECHO MOTORS
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Great experience! Helped us to become FCA registered from start to finish. Super helpful and really knowledgeable. Can't recommend these guys enough!
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Georgia Miller profile picture
Georgia Miller
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I can not thank Jay enough for the amazing effort help and support he gave me through our application with the FCA. His professional advice and continuous support 24/7 was unmatched and couldn't of asked for anymore. If your looking for a compliance company look no further Jay's your man!

Talk to us today

FCA regulation and compliance can be complex, but we will help you navigate the process, allowing you to expand your business and create new revenue streams.

Contact us to talk to our friendly team about your requirements.

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