Businesses in the UK that provide financial services activities need to be authorised and regulated by the Financial Conduct Authority (FCA).
Our consultants previously worked for the FCA, with many of them having direct responsibility for processing authorisation applications.
We know what makes a good application and we can use that to increase the chances of your firm getting FCA authorisation.
Contact usOur FCA authorisation services are designed to support UK businesses that provide financial services that are authorised and regulated by the FCA.
One of our FCA compliance consultants will assess your business model and identify the permissions and supporting evidence required.
We will then help you prepare a strong application. This will include a Regulatory Business Plan (RBP), demonstrating that your business can carry out regulated activities compliantly, and a Compliance Monitoring Programme (CMP), showing how you will review and monitor your key business risks to ensure you stay compliant once approval is given.
Contact usOur consultants are former FCA employees, so they understand what makes a good-quality FCA authorisation application.
From consultation to submission, you will know exactly how much you are paying and what you are paying for.
We have helped hundreds of businesses across the UK gain approval to carry out FCA-regulated financial services activities.
FCA regulation and compliance can be complex, but we will help you navigate the process, allowing you to expand your business and create new revenue streams.
Contact us to talk to our friendly team about your requirements.