FCA Regulatory Reporting

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About This Service

Every FCA-authorised firm has a schedule of regulatory returns to complete, and the regulator expects them to be accurate, complete and on time, every time. Miss a deadline or submit poor-quality data and you face administrative fees, follow-up questions and a weakened relationship with your supervisor.

Our FCA regulatory reporting service takes that burden off your desk. We schedule, prepare, check and submit your returns so reporting becomes routine rather than a recurring scramble.

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Who This Service Is For

This service is for FCA-authorised firms of all types, from consumer credit firms and payment institutions to investment firms, that want their regulatory reporting handled reliably. It is particularly valuable for small and medium-sized firms without dedicated reporting staff.

Our Regulatory Reporting Services

RegData Reporting Support

Scheduling, completing and submitting your returns through the FCA’s RegData platform.

Reporting Health Checks

Reviewing your reporting schedule and past submissions to catch gaps and errors before the FCA does.

Data Preparation

Helping you gather and validate the financial and conduct data your returns require.

Ad-hoc and Event-Driven Reporting

Support with one-off regulatory data requests and surveys.

What’s Involved

We map your firm’s full reporting schedule, confirm which returns apply to your permissions, and put a calendar in place so nothing is missed. For each return, we prepare or review the data, complete the submission and keep evidence of what was reported and when.

How It Works

We begin with a review of your permissions and your current reporting obligations. From there, we agree who does what: some clients want us to prepare everything, others want a second pair of expert eyes before they press submit. Either way, you get accurate returns, submitted on time, with a clear audit trail.

Why Choose Alumni for FCA Regulatory Reporting

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Former FCA Officers

We know how the FCA uses your data and what triggers follow-up questions.

Transparent Pricing

A clear fee for a defined reporting schedule, agreed in advance.

Proven Results

Our clients stop receiving late-return notices and start treating reporting as a non-event.

Our Clients Say

Fantastic service and support! I cannot recommend enough, Alumni Compliance were always on hand and ensured our journey through a very complex process was simple and straight forward.

William Colthart, Director

Our Clients Say

Alumni is a professional firm. They supported us all the way and were very responsive. We managed to get authorised by the FCA quicker than planned. Definitely recommended for any firm looking for FCA Authorisation or compliance in general.

Mohammed Ragab, Director, AMS Cars Ltd

Frequently Asked Questions

It is the schedule of returns and data submissions every authorised firm must make to the FCA, covering areas such as financial resources, revenue, complaints and conduct data. Your specific returns depend on your permissions.

The FCA charges an administrative fee for late returns and may follow up directly. Repeated late or inaccurate reporting damages your supervisory record and can prompt closer scrutiny of your firm.

Yes. We can manage your entire reporting schedule, from tracking deadlines to preparing and submitting each return, or simply review your submissions before they go in.

Related Services

FCA RegData Reporting
FCA Permissions & Notifications
Bespoke Advisory

Sectors We Help With FCA Regulatory Reporting

Motor Dealers & Vehicle Finance
Payments & Fintech

Talk to us today

FCA regulation and compliance can be complex, but we will help you navigate the process, allowing you to expand your business and create new revenue streams.

Contact us to talk to our friendly team about your requirements.

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