Who We Are
How We Started
Alumni Compliance Solutions is a premier compliance consulting firm founded by former Financial Conduct Authority (FCA) officers wanting to utilise our collective knowledge and experience to directly help businesses such as yours navigate the complex, dense, and confusing world of UK financial services regulation. What sets us apart from other compliance consultancy firms? Our team comprises only high-calibre, former FCA employees with decades of collective experience in financial services regulation.
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Our FCA Experience
Our shared experience stems from a wide range of FCA departments from Authorisation, Supervision, Consumer Credit, Payment Services, Asset and Fund Management, Regulatory Reporting, Enforcement and Policy. This breadth of experience enables us to support a diverse range of firms across multiple sectors, such as: Consumer Credit, Payment Services, and NPPR / AIFMD Fund Managers and in relation to a number of issues whether that concerns an application for a business seeking FCA authorisation, or post-authorisation support with FCA systems such as Connect and reporting via RegData – we ensure all angles and bases are covered.
Our Unique Advantage = your unique benefit
As former FCA Alumni, we possess what we call FCA “Theory of Mind”. In other words, we understand the regulator’s thought processes, behaviours, and operational strategies. We know precisely what FCA Authorisation Case Officers seek when reviewing regulatory applications for FCA approval, including how they will approach your firm’s business model, or what policies or systems and controls you would need to have in place to demonstrate to the FCA that your business is ready, willing, and organised to be authorised.
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Why Choose alumni compliance?
With Alumni Compliance we offer you a fast, efficient, and tailored service according to your requirements. We believe in generating high-quality output in order to help you business achieve its desired outcome – delivering high value to all of our clients, providing quality advice whilst adhering to core principles such as honesty, integrity and maintaining open and flexible communication channels with our clients. We believe in compliance with confidence.