Former FCA staff are ready to guide your business through FCA authorisation
Alumni Compliance provides affordable solutions for seamless FCA approval. Consumer Credit | Payment Services | NPPR Funds
About Alumni Compliance
WHO WE ARE
HOW WE DO IT
WHO WE ARE
Ex-FCA Staff Only
At Alumni Compliance Solutions, we leverage our extensive experience and deep knowledge of the Financial Conduct Authority (FCA) to provide exceptional FCA compliance consulting services. Our team of former high-calibre FCA employees specialises in risk management, regulation, and compliance, offering unparalleled insight
Ex-FCA Staff Only
At Alumni Compliance Solutions, we leverage our extensive experience and deep knowledge of the Financial Conduct Authority (FCA) to provide exceptional FCA compliance consulting services. Our team of former high-calibre FCA employees specialises in risk management, regulation, and compliance, offering unparalleled insights and expertise to elevate your business.
With diverse backgrounds across various FCA departments, including Consumer Credit Authorisation, Payment Services, Asset Management, as well as FCA Supervision, Enforcement, and Policy, we provide tailored solutions that meet the unique needs of our clients.
Whether you need assistance with FCA regulatory compliance, Consumer Credit, Payment Services, and NPPR Fund Authorization, or risk management frameworks, our team collaborates closely with you to deliver bespoke strategies. Learn more about our services and how we can help your business thrive under FCA regulations.
Contact us today to schedule a consultation and discover how Alumni Compliance Solutions can support your compliance and regulatory needs.
WHAT WE DO
HOW WE DO IT
WHO WE ARE
We specialise in providing authorisation assistance to non-financial businesses seeking to obtain and maintain limited permissions for consumer credit activities, such as credit broking. Alumni Compliance can help your firm navigate and meet UK consumer credit regulations, ensuring you stay compliant. Our team
We specialise in providing authorisation assistance to non-financial businesses seeking to obtain and maintain limited permissions for consumer credit activities, such as credit broking. Alumni Compliance can help your firm navigate and meet UK consumer credit regulations, ensuring you stay compliant. Our team leverages unmatched insider knowledge of how the FCA thinks and operates to help your business obtain FCA registration.
For third-country, non-UK fund managers aiming to market their funds to UK investors, we offer comprehensive registration services under the FCA's National Private Placement Regime (NPPR). Alumni Compliance can expertly guide you through the FCA fund authorization process, drawing on the experience of compliance consultants who have worked within the UK's fund authorization department.
We provide FCA authorisation solutions for firms seeking approval to carry out regulated payment services activities in the UK. Whether you're looking to register as an Authorised Payment Institution (API), a Small Payment Institution (SPI), or an Electronic Money Institution (EMI), Alumni Compliance will utilize the expertise of its former FCA Payment Services Authorisation & Supervision personnel, who possess years of experience in processing applications.
Comprehensive Compliance Solutions
Alumni Compliance offers a wide array of solutions to benefit your firm, including:
Policy Development: Crafting tailored policies to ensure regulatory compliance.
Risk & Compliance Consulting: Expert advice to manage and mitigate risks.
Regulatory Reports & Notifications: Assistance with accurate and timely regulatory submissions.
Training & Seminars: Educational sessions to keep your team informed and compliant.
Bespoke Insights: Customised insights into the Financial Conduct Authority's operations and expectations.
HOW WE DO IT
HOW WE DO IT
HOW WE DO IT
Our Values
At Alumni Compliance Solutions, our values are the cornerstone of our business. We steadfastly believe in honesty, integrity, transparency, collaboration, communication, and high levels of client service. Partnering with us as your FCA compliance consultants, you will immediately notice our passion and unwavering commitment to d
Our Values
At Alumni Compliance Solutions, our values are the cornerstone of our business. We steadfastly believe in honesty, integrity, transparency, collaboration, communication, and high levels of client service. Partnering with us as your FCA compliance consultants, you will immediately notice our passion and unwavering commitment to doing right by you. This dedication underpins our approach and is our raison d'être.
Compliance with Confidence .
We take a tactical, practical, and intelligent approach to compliance consulting. By working closely with our clients, we understand their unique goals and challenges. Our method is collaborative, transparent, and results-driven, ensuring tailored compliance solutions that meet specific regulatory needs.